Training for the Future

Financial Markets Regulation Dubai

Course Code: FMRD

Dates: 10 Mar - 14 Mar | 7 Jul - 11 Jul | 6 Oct - 10 Oct | 1 Dec - 5 Dec

Price: $3950

Duration: 1 Week /s

Course Objectives

The challenge of fully understanding the range and scope of financial market regulation become harder as the alternation investment industry enters a period of major regulatory transition. This half-day course sheds light on the redress markets imbalances, prevent excessive exposures and repair process dislocations within the alternative investment markets.

Who Should Attend?
-Regulatory/compliance staff seeking an update to realign current thinking and strategies
-Operations personnel assessing current regulatory developments
-Hedge fund staff seeking a clearer view of changing obligations
-Solution providers wishing to enhance products and services

Prerequisite Courses


Course Overview

UK Regulation
-The current FSA regulatory framework
-Toward 2012: The Bank of England & CPMA
The EU AIFM Directive
-Key drivers
-Assessing the impact e.g. costs
-Hedge fund (incl. UCITS) and private equity perspectives
The Hedge Fund Space
-Current regulatory landscape and trends
-Assessing the UCITS proposition
-Towards hedge fund Mk II
Private Equity (PE) in the UK
-Origins and objectives
-Current FSA statutory powers
-Public-to-private rule changes
The VCT Market
-Contributors to anticipated growth
Middle East (ME) Markets
-ME Investors and global hedge fund exposure
-Analysis global interest to the ME
Conflicts of Interest (IOSCO)
-PE funds and investors: alignment issues and mitigation approaches

Learning Goal

At the end of the course, delegates should have:

Understanding of keys themes within the regulation discussion
Clarity regarding the impact of current and future directives (e.g. AIFM, UCITS, MiFID, Basel)

Course Materials

Course notes, handouts
Book This Course Cancel Top of Page