Course Detail

Financial Markets Regulation Dubai Duration: 1 Week/s

Course Information

  • Course Price $4950
  • Location Dubai Courses
  • Course Code FMRD
  • Course Date 8 Mar - 12 Mar 2020

Course Objectives

The challenge of fully understanding the range and scope of financial market regulation become harder as the alternation investment industry enters a period of major regulatory transition. This half-day course sheds light on the redress markets imbalances, prevent excessive exposures and repair process dislocations within the alternative investment markets.

Who Should Attend?
-Regulatory/compliance staff seeking an update to realign current thinking and strategies
-Operations personnel assessing current regulatory developments
-Hedge fund staff seeking a clearer view of changing obligations
-Solution providers wishing to enhance products and services

Prerequisite Courses


Course Overview

UK Regulation
-The current FSA regulatory framework
-Toward 2012: The Bank of England & CPMA
The EU AIFM Directive
-Key drivers
-Assessing the impact e.g. costs
-Hedge fund (incl. UCITS) and private equity perspectives
The Hedge Fund Space
-Current regulatory landscape and trends
-Assessing the UCITS proposition
-Towards hedge fund Mk II
Private Equity (PE) in the UK
-Origins and objectives
-Current FSA statutory powers
-Public-to-private rule changes
The VCT Market
-Contributors to anticipated growth
Middle East (ME) Markets
-ME Investors and global hedge fund exposure
-Analysis global interest to the ME
Conflicts of Interest (IOSCO)
-PE funds and investors: alignment issues and mitigation approaches

Learning Goal

At the end of the course, delegates should have:

Understanding of keys themes within the regulation discussion
Clarity regarding the impact of current and future directives (e.g. AIFM, UCITS, MiFID, Basel)

Course Materials

Course notes, handouts