Financial Markets Regulations
Course Code: FMRDates: 15 Apr - 19 Apr | 1 Jul - 5 Jul | 23 Sep - 27 Sep | 2 Dec - 6 Dec
Price: £2950 Plus VAT
Duration: 1 Week /s
Course Objectives
The challenge of fully understanding the range and scope of financial market regulation become harder as the alternation investment industry enters a period of major regulatory transition. This half-day course sheds light on the redress markets imbalances, prevent excessive exposures and repair process dislocations within the alternative investment markets.
Who Should Attend?
-Regulatory/compliance staff seeking an update to realign current thinking and strategies
-Operations personnel assessing current regulatory developments
-Hedge fund staff seeking a clearer view of changing obligations
-Solution providers wishing to enhance products and services
Prerequisite Courses
None
Course Overview
-The current FSA regulatory framework
-Toward 2012: The Bank of England & CPMA
-Key drivers
-Assessing the impact e.g. costs
-Hedge fund (incl. UCITS) and private equity perspectives
-Current regulatory landscape and trends
-Assessing the UCITS proposition
-Towards hedge fund Mk II
-Origins and objectives
-Current FSA statutory powers
-Public-to-private rule changes
-Contributors to anticipated growth
-ME Investors and global hedge fund exposure
-Analysis global interest to the ME
-PE funds and investors: alignment issues and mitigation approaches
Learning Goal
At the end of the course, delegates should have:
Course Materials
Course notes, handouts